John Lewis Smallwood
Investment adviser representative at Smallwood Wealth Management
10 yearsExperience
5 statesRegistered in
CFP® certificationDesignation
$339MFirm assets
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
Experience
10 years in the industry.
- Regulus Financial Group, LLCFeb 2025 to now
- Smallwood Wealth Investment Management, LLCOct 2017 to now
- Smallwood Wealth ManagementJul 2017 to now
- Smallwood Associates, LtdJun 2017 to now
- Purshe Kaplan Sterling InvestmentsNov 2016 to Feb 2025
- Hanlon Investment Management d/b/a Smallwood Wealth ManagementNov 2016 to Oct 2017
Designations
- CFP® certification
Exams passed
- Series 63 · Uniform Securities Agent State Law1992
- Series 65 · Uniform Investment Adviser Law2006
State registrations
Registered as an investment adviser representative in 5 states (NJ, NY, PA, SC, TX).
Smallwood Wealth Management
Legal name: Smallwood Wealth Investment Management, LLC
$339MAssets managed
458Clients
6Advisers
9 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 2132725
- Firm CRD
- 288663