John M Tanner
Investment adviser representative at Merrill Lynch, Pierce, Fenner & Smith Incorporated
10 yearsExperience
2 statesRegistered in
$1.8TFirm assets
47 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsFixed or flat feeCommissions
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Portfolio management
- Pension consulting
- Seminars and workshops
Experience
10 years in the industry.
- Merrill Lynch, Pierce, Fenner & Smith IncorporatedSep 2025 to now
- U.S. Bancorp Investments, Inc.Aug 2021 to Aug 2025
- Raymond James & Associates, IncMay 2021 to Aug 2021
- LPL FinancialMay 2021 to May 2021
- Waddell & Reed, IncOct 2020 to May 2021
- U.S. Bancorp Investments, Inc.Mar 2017 to Oct 2020
- LPL Financial LLCJul 2016 to Mar 2017
- Los Alamos National BankMay 2016 to Mar 2017
Exams passed
- Series 63 · Uniform Securities Agent State Law1991
- Series 65 · Uniform Investment Adviser Law2017
State registrations
Registered as an investment adviser representative in 2 states (NM, TX).
Merrill Lynch, Pierce, Fenner & Smith Incorporated
$1.8TAssets managed
1,838,984Clients
25,558Advisers
47 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 2131127
- Firm CRD
- 7691