David Riley
Investment adviser representative at LPL Financial LLC
21 yearsExperience
1 stateRegistered in
$819.1BFirm assets
51 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Seminars and workshops
Experience
21 years in the industry.
- LPL Financial LLCJul 2025 to now
- Ithink Financial CuJul 2025 to now
- UnemployedSep 2024 to Jul 2025
- TD Bank N.A.Aug 2023 to Sep 2024
- TD Private Client Wealth LLCAug 2023 to Sep 2024
- UnemployedFeb 2023 to Aug 2023
- Cuso Financial Services, LPMay 2022 to Feb 2023
- Equitable Advisors LLCAug 2020 to May 2022
- UnemployedMar 2020 to Aug 2020
- First Financial BankDec 2009 to Mar 2020
- Raymond James Financial Services Advisors, IncJan 2009 to Mar 2020
- Raymond James Financial Services IncJun 2005 to Mar 2020
Exams passed
- Series 63 · Uniform Securities Agent State Law1991
- Series 65 · Uniform Investment Adviser Law2004
State registrations
Registered as an investment adviser representative in 1 state (FL).
LPL Financial LLC
$819.1BAssets managed
1,986,990Clients
22,674Advisers
51 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 2128473
- Firm CRD
- 6413