Karen Warner
Investment adviser representative at Fifth Third Securities, Inc.
12 yearsExperience
1 stateRegistered in
$10.9BFirm assets
21 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assets
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
Experience
12 years in the industry.
- Fifth Third Securities, Inc.Nov 2024 to now
- Fifth Third BankNov 2024 to now
- Citizens Securities, Inc.Jun 2019 to Nov 2024
- J.P. Morgan Securities LLCDec 2018 to Jun 2019
- JP Morgan Chase Bank NADec 2018 to Jun 2019
- UnemployedMay 2018 to Dec 2018
- UBS Financial Services Inc.Dec 2017 to May 2018
- Wells Fargo Clearing Services, LLCMar 2014 to Dec 2017
- Wells Fargo Advisors LLCMar 2014 to Dec 2016
Exams passed
- Series 63 · Uniform Securities Agent State Law2004
- Series 66 · Uniform Combined State Law2017
State registrations
Registered as an investment adviser representative in 1 state (MI).
Fifth Third Securities, Inc.
$10.9BAssets managed
47,014Clients
1,012Advisers
21 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 2124324
- Firm CRD
- 628