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Richard Wayne Slavik

Investment adviser representative at Nfsg Corporation
16 yearsExperience
1 stateRegistered in
$1.1BFirm assets
18 yearsFirm in business

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How the firm charges

Fee types in the public filing. This advisor may not use all of them.

Percentage of assetsHourlyFixed or flat feeOther

Services the firm offers

These describe the firm as a whole, not only this advisor.

  • Financial planning
  • Portfolio management

Experience

16 years in the industry.

  1. Nfsg CorporationJun 2026 to now
  2. Newbridge Securities CorporationJun 2026 to now
  3. Rickwayne Compliance Advisors LLCDec 2025 to now
  4. Newbridge Financial Services GroupJul 2024 to Dec 2025
  5. Newbridge Securities CorporationJul 2024 to Dec 2025
  6. Newbridge Financial Services GroupNov 2023 to Jun 2024
  7. Newbridge Securities CorporationNov 2023 to Jun 2024
  8. ConsultingJul 2023 to Oct 2023
  9. Kovack Advisors, LLCJan 2021 to Jun 2023
  10. Kovack Securities, LLCJan 2021 to Jun 2023
  11. Securities America, Inc.Jul 2020 to Dec 2020
  12. Investacorp, Inc.Apr 2010 to Sep 2020

Exams passed

  • Series 65 · Uniform Investment Adviser Law1998
  • Series 63 · Uniform Securities Agent State Law2008
  • Series 66 · Uniform Combined State Law2020

State registrations

Registered as an investment adviser representative in 1 state (FL).

Nfsg Corporation

$1.1BAssets managed
3,096Clients
75Advisers
18 yearsIn business

Official records

SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.

Individual CRD
2122910
Firm CRD
130814
Advisor's SEC record (opens in a new tab)
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