William E Bargholtz
Investment adviser representative at LPL Financial LLC
12 yearsExperience
1 stateRegistered in
$819.1BFirm assets
51 yearsFirm in business
Are you William E Bargholtz? Claim your profile
Contact this firm
How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Seminars and workshops
Experience
12 years in the industry.
- LPL Financial LLCMay 2022 to now
- Cuna Brokerage ServicesNov 2021 to now
- Cuna Mutual GroupNov 2021 to now
- Oneamerica SecuritiesSep 2018 to Nov 2021
- American United LifeJun 2018 to Oct 2021
- UnemployedApr 2018 to Jun 2018
- Thrivent FinancialApr 2014 to Apr 2018
- Thrivent Investment Management IncApr 2014 to Apr 2018
Exams passed
- Series 63 · Uniform Securities Agent State Law1991
- Series 65 · Uniform Investment Adviser Law1998
State registrations
Registered as an investment adviser representative in 1 state (WI).
LPL Financial LLC
$819.1BAssets managed
1,986,990Clients
22,674Advisers
51 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 2122024
- Firm CRD
- 6413