Katherine Ann Simmonds
Investment adviser representative at Conquis Financial LLC
15 yearsExperience
1 stateRegistered in
CFP® certificationDesignation
$280MFirm assets
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsFixed or flat feeOther
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
Experience
15 years in the industry.
- Conquis Financial LLCMay 2022 to now
- Mariner Platform SolutionsMar 2022 to Jun 2022
- Adviceperiod, LLCDec 2016 to Mar 2022
- Stanford Investment Group, Inc.Feb 2007 to Dec 2016
Designations
- CFP® certification
Exams passed
- Series 63 · Uniform Securities Agent State Law1991
- Series 65 · Uniform Investment Adviser Law1996
State registrations
Registered as an investment adviser representative in 1 state (CA).
Conquis Financial LLC
$280MAssets managed
50Clients
2Advisers
4 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 2120022
- Firm CRD
- 319579