Thomas James Noel
Investment adviser representative at Cwm, LLC
17 yearsExperience
3 statesRegistered in
ChFC®Designation
$50.6BFirm assets
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat feeOther
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
Experience
17 years in the industry.
- Cwm, LLCJun 2018 to now
- Financial Impact AdvisorsJun 2018 to now
- Noel-schopen, LLCJan 2011 to now
- Cetera Advisor NetworksJun 2018 to Feb 2024
- LPL Financial LLCSep 2009 to Jun 2018
Designations
- ChFC®
Exams passed
- Series 63 · Uniform Securities Agent State Law1990
State registrations
Registered as an investment adviser representative in 3 states (AZ, TX, WI).
Cwm, LLC
$50.6BAssets managed
52,669Clients
658Advisers
15 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 2032263
- Firm CRD
- 155344