Richard A Bagby
Investment adviser representative at LPL Enterprise, LLC
22 yearsExperience
1 stateRegistered in
$24.9BFirm assets
2 yearsFirm in business
Are you Richard A Bagby? Claim your profile
Contact this firm
How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Seminars and workshops
Experience
22 years in the industry.
- LPL Enterprise, LLCJun 2026 to now
- UnemployedSep 2025 to May 2026
- Edward JonesJul 2024 to Aug 2025
- JP Morgan Securities LLCJul 2023 to Jul 2024
- JPMorgan Chase Bank NAJul 2023 to Jul 2024
- Jb Capital, LLCMar 2023 to Jul 2023
- Johnson BrunettiMar 2023 to Jul 2023
- Nylife Securities LLCJan 2023 to Mar 2023
- Fidelity Brokerage Services LLCDec 2021 to Dec 2022
- Aircare Environmental Services IncFeb 2021 to Apr 2021
- UpsNov 2020 to Nov 2020
- Boathouse SportsFeb 2020 to May 2020
- Forever Lawn of MassachusettsFeb 2019 to Sep 2019
- Viking Cruise LinesMay 2018 to Feb 2019
- Massachusetts Maritime AcademySep 2017 to May 2022
- Weymouth Public SchoolsMar 2014 to Jun 2017
- 21 Lacrosse, Inc. (self-employed)Mar 2004 to Dec 2021
Exams passed
- Series 63 · Uniform Securities Agent State Law2007
- Series 65 · Uniform Investment Adviser Law2011
- Series 66 · Uniform Combined State Law2022
State registrations
Registered as an investment adviser representative in 1 state (MA).
LPL Enterprise, LLC
$24.9BAssets managed
102,563Clients
3,116Advisers
2 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 2026282
- Firm CRD
- 8733