Richard Michael Rokus
Investment adviser representative at Great Lakes Advisors, LLC
16 yearsExperience
3 statesRegistered in
CFADesignation
$16.2BFirm assets
Are you Richard Michael Rokus? Claim your profile
Contact this firm
How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsFixed or flat feePerformance-basedOther
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
Experience
16 years in the industry.
- Great Lakes Advisors, LLCJan 2011 to now
- UnemployedMar 2010 to now
Designations
- CFA
Exams passed
- Series 65 · Uniform Investment Adviser Law1993
- Series 63 · Uniform Securities Agent State Law1994
State registrations
Registered as an investment adviser representative in 3 states (IL, TX, WI).
Great Lakes Advisors, LLC
$16.2BAssets managed
1,731Clients
18Advisers
44 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 2024603
- Firm CRD
- 110757