Mark Michael Oswald
Investment adviser representative at Balefire, LLC
20 yearsExperience
2 statesRegistered in
$2BFirm assets
12 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
- Seminars and workshops
Experience
20 years in the industry.
- Balefire, LLCJan 2024 to now
- Ozzie's Pitch-22 FoundationJan 2016 to now
- Compliance Consultants, LLCJun 2003 to now
- B/d Compliance Associates, Inc.Feb 2022 to Dec 2023
- Bridge Capital Associates, Inc.Feb 2022 to Nov 2023
- Aegis FinancialFeb 2021 to Nov 2021
- H. Beck, Inc.Dec 2009 to Apr 2019
- Annex Advisory Services, LLC.Jul 2003 to Mar 2021
- Annex Insurance Services, LLCJul 2003 to Mar 2021
- Annex Wealth ManagementJun 2003 to Mar 2021
Exams passed
- Series 63 · Uniform Securities Agent State Law1990
- Series 65 · Uniform Investment Adviser Law1998
State registrations
Registered as an investment adviser representative in 2 states (MN, TX).
Balefire, LLC
$2BAssets managed
1,864Clients
37Advisers
12 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 2023553
- Firm CRD
- 168733