Howard Elliott Kaplan
Investment adviser representative at USA Financial Securities LLC
37 yearsExperience
6 statesRegistered in
$296.5MFirm assets
19 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat feeCommissions
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
Experience
37 years in the industry.
- USA Financial Securities LLCJul 2020 to now
- Renewal Wealth AdvisorsJan 2017 to now
- Renewal Planning Partners, LLCFeb 2016 to now
- Howard E. KaplanJan 1989 to now
- Retirement Wealth AdvisorsApr 2017 to Jul 2020
- Wealth Watch Advisors LLCFeb 2016 to Mar 2017
Exams passed
- Series 63 · Uniform Securities Agent State Law1990
- Series 65 · Uniform Investment Adviser Law2026
State registrations
Registered as an investment adviser representative in 6 states (CA, MD, NJ, NM, NY, WA).
USA Financial Securities LLC
$296.5MAssets managed
1,246Clients
127Advisers
19 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 2021501
- Firm CRD
- 103857