James Lee Day
Investment adviser representative at Capitol Securities Management, Inc.
22 yearsExperience
1 stateRegistered in
$2.2BFirm assets
34 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
- Seminars and workshops
Experience
22 years in the industry.
- Capitol Securities Management, Inc.Jul 2019 to now
- UnemployedMar 2019 to Jul 2019
- LPL Financial, LLCOct 2018 to Mar 2019
- UnemployedSep 2018 to Sep 2018
- Eastern Point Trust SvcsAug 2018 to Aug 2018
- Capitol Securities Management, IncJan 2004 to Jul 2018
Exams passed
- Series 63 · Uniform Securities Agent State Law2001
- Series 65 · Uniform Investment Adviser Law2005
State registrations
Registered as an investment adviser representative in 1 state (VA).
Capitol Securities Management, Inc.
$2.2BAssets managed
3,970Clients
97Advisers
34 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 2014283
- Firm CRD
- 14169