Edward Tobias Smith
Investment adviser representative at Caldwell Sutter Capital, Inc.
11 yearsExperience
1 stateRegistered in
$605.7MFirm assets
20 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assets
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
Experience
11 years in the industry.
- Caldwell Sutter Capital, Inc.Aug 2018 to now
- UnemployedJun 2015 to Aug 2018
Exams passed
- Series 63 · Uniform Securities Agent State Law2006
- Series 66 · Uniform Combined State Law2020
State registrations
Registered as an investment adviser representative in 1 state (CA).
Caldwell Sutter Capital, Inc.
$605.7MAssets managed
546Clients
8Advisers
20 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 2012234
- Firm CRD
- 10489