Thomas Alan Graber
Investment adviser representative at Transamerica Financial Advisors, LLC
12 yearsExperience
2 statesRegistered in
$2.1BFirm assets
35 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assets
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Portfolio management
Experience
12 years in the industry.
- Transamerica Financial Advisors, LLCAug 2025 to now
- World Financial Group, Inc.Aug 2025 to now
- Cadaret Grant & Co., Inc.Mar 2024 to Aug 2025
- UnemployedFeb 2023 to Mar 2024
- RBC Capital Markets, LLC.Sep 2019 to Jan 2023
- Unionbanc Investment ServicesJan 2019 to Sep 2019
- UnemployedJul 2018 to Dec 2018
- Prospera Financial Services, IncJul 2014 to Jul 2018
- Wrapmanager, Inc.Jul 2014 to May 2018
Exams passed
- Series 63 · Uniform Securities Agent State Law1989
- Series 65 · Uniform Investment Adviser Law1991
State registrations
Registered as an investment adviser representative in 2 states (CA, IA).
Transamerica Financial Advisors, LLC
$2.1BAssets managed
42,735Clients
1,121Advisers
35 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 2008052
- Firm CRD
- 16164