Sean Deming
Investment adviser representative at Cetera Investment Advisers LLC
10 yearsExperience
3 statesRegistered in
$256.8BFirm assets
42 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
- Seminars and workshops
Experience
10 years in the industry.
- Cetera Investment Advisers LLCSep 2026 to now
- Cetera Investment Advisors LLCAug 2026 to now
- Cetera Investment Services LLCAug 2026 to now
- Pathfinder Consulting PartnersOct 2025 to Aug 2026
- SelfJul 2025 to Oct 2025
- Raymond James & Associates, Inc.Jan 2020 to Jul 2025
- Charales Schwab & Co., Inc.Jul 2016 to Dec 2019
- Charles Schwab BankJul 2016 to Dec 2019
Exams passed
- Series 63 · Uniform Securities Agent State Law1990
- Series 65 · Uniform Investment Adviser Law1993
State registrations
Registered as an investment adviser representative in 3 states (NJ, PA, TX).
Cetera Investment Advisers LLC
$256.8BAssets managed
813,961Clients
10,109Advisers
42 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 2007334
- Firm CRD
- 105644