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A Charles Krempa

Investment adviser representative at Cambridge Investment Research Advisors, Inc.
32 yearsExperience
2 statesRegistered in
$138.7BFirm assets
21 yearsFirm in business

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How the firm charges

Fee types in the public filing. This advisor may not use all of them.

Percentage of assetsHourlyFixed or flat feeCommissionsOther

Services the firm offers

These describe the firm as a whole, not only this advisor.

  • Financial planning
  • Portfolio management
  • Pension consulting
  • Market timing
  • Seminars and workshops

Experience

32 years in the industry.

  1. Cambridge Investment Research Advisors, Inc.Nov 2024 to now
  2. Cambridge Investment Research, Inc.Nov 2024 to now
  3. Krempa Associates, Inc.Jan 1994 to now
  4. Ic Advisory Services, Inc.Sep 2006 to Nov 2024
  5. The Investment Center, Inc.Sep 2006 to Nov 2024

Exams passed

  • Series 63 · Uniform Securities Agent State Law1990
  • Series 65 · Uniform Investment Adviser Law1996

State registrations

Registered as an investment adviser representative in 2 states (PA, TX).

Cambridge Investment Research Advisors, Inc.

$138.7BAssets managed
361,213Clients
3,884Advisers
21 yearsIn business

Official records

SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.

Individual CRD
2005235
Firm CRD
134139
Advisor's SEC record (opens in a new tab)
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