Richard Wayne Plamondon
Investment adviser representative at Lazari Capital Management, Inc.
17 yearsExperience
3 statesRegistered in
$691.1MFirm assets
8 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsFixed or flat feePerformance-based
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
Experience
17 years in the industry.
- Lazari Capital Management, Inc.Oct 2018 to now
- Mutual SecuritiesJun 2009 to Oct 2018
Exams passed
- Series 63 · Uniform Securities Agent State Law1989
- Series 65 · Uniform Investment Adviser Law2006
State registrations
Registered as an investment adviser representative in 3 states (CA, NV, NY).
Lazari Capital Management, Inc.
$691.1MAssets managed
968Clients
10Advisers
8 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 2004419
- Firm CRD
- 172932