Thomas Howard Kepley
Investment adviser representative at Capitol Securities Management, Inc.
21 yearsExperience
1 stateRegistered in
$2.2BFirm assets
34 yearsFirm in business
Are you Thomas Howard Kepley? Claim your profile
Contact this firm
How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
- Seminars and workshops
Experience
21 years in the industry.
- Alliance Retirement Group, LLCAug 2012 to now
- Capitol Securities Management, Inc.Dec 2007 to now
- Th Kepley Financial Services, LLCDec 2007 to now
- Kepley Insurance Services, LLCAug 2005 to now
Exams passed
- Series 63 · Uniform Securities Agent State Law1989
- Series 65 · Uniform Investment Adviser Law2003
State registrations
Registered as an investment adviser representative in 1 state (SC).
Capitol Securities Management, Inc.
$2.2BAssets managed
3,970Clients
97Advisers
34 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 2000973
- Firm CRD
- 14169