Steven Stone
Investment adviser representative at LPL Financial LLC
42 yearsExperience
1 stateRegistered in
CFP® certificationDesignation
$819.1BFirm assets
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Seminars and workshops
Experience
42 years in the industry.
- LPL Financial, LLCSep 2021 to now
- Stone InsuranceSep 1993 to now
- Steven Stone CpaAug 1984 to now
- Hall Family TrustMay 2018 to Jun 2021
- Avantax Advisory ServicesOct 1993 to Sep 2021
- Avantax Investment Services, Inc.Oct 1989 to Aug 2021
Designations
- CFP® certification
Exams passed
- Series 63 · Uniform Securities Agent State Law1989
State registrations
Registered as an investment adviser representative in 1 state (TX).
LPL Financial LLC
$819.1BAssets managed
1,986,990Clients
22,674Advisers
51 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 1998533
- Firm CRD
- 6413