Steven Curtis Thornton
Investment adviser representative at Smith Thornton Advisors, LLC
15 yearsExperience
2 statesRegistered in
$852.3MFirm assets
5 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
Experience
15 years in the industry.
- Purshe Kaplan Sterling InvestmentsMar 2021 to now
- Smith Thornton Advisors, LLCSep 2011 to now
- Wells Fargo Advisors Financial Network, LLCSep 2011 to Mar 2021
Exams passed
- Series 63 · Uniform Securities Agent State Law1989
- Series 65 · Uniform Investment Adviser Law1995
State registrations
Registered as an investment adviser representative in 2 states (AL, TX).
Smith Thornton Advisors, LLC
$852.3MAssets managed
341Clients
7Advisers
5 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 1998251
- Firm CRD
- 312537