Steven Warren Cooke
Investment adviser representative at Benjamin F. Edwards & Company, Incorporated
25 yearsExperience
2 statesRegistered in
$18.9BFirm assets
16 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
- Seminars and workshops
Experience
25 years in the industry.
- Benjamin F. Edwards & Company, Inc.Oct 2019 to now
- Benjamin F. EdwardsOct 2019 to now
- Citigroup Global Markets Inc.Apr 2001 to now
- Morgan Stanley Private Bank, National AssociationJan 2015 to Sep 2019
- Morgan Stanley Smith BarneyJun 2009 to Sep 2019
Exams passed
- Series 63 · Uniform Securities Agent State Law1989
- Series 65 · Uniform Investment Adviser Law1990
State registrations
Registered as an investment adviser representative in 2 states (AZ, TX).
Benjamin F. Edwards & Company, Incorporated
$18.9BAssets managed
33,057Clients
514Advisers
16 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 1994834
- Firm CRD
- 146936