Nicholas L Max
Investment adviser representative at Edward Jones
10 yearsExperience
3 statesRegistered in
CFP® certificationDesignation
$1TFirm assets
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsFixed or flat feeOther
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
Experience
10 years in the industry.
- Edward JonesMay 2025 to now
- UnemployedNov 2024 to Apr 2025
- The Vanguard Group IncMar 2022 to Oct 2024
- Gwfs Equities Inc (empower Retirement)Dec 2019 to Mar 2022
- UnemployedFeb 2019 to Nov 2019
- Charles Schwab & Co IncApr 2016 to Jan 2019
Designations
- CFP® certification
Exams passed
- Series 66 · Uniform Combined State Law2001
- Series 63 · Uniform Securities Agent State Law2011
State registrations
Registered as an investment adviser representative in 3 states (MO, NC, TX).
Edward Jones
Legal name: Edward D. Jones & Co., L.P.
$1TAssets managed
4,069,320Clients
24,099Advisers
62 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 1993265
- Firm CRD
- 250