Douglas Paul Harrigan
Investment adviser representative at Wharton Midmarket Investment Advisors Inc
32 yearsExperience
1 stateRegistered in
$231.1MFirm assets
7 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourly
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
Experience
32 years in the industry.
- Wharton Midmarket Investment Advisors IncJan 2021 to now
- Wharton Midmarket Securities inc.May 2017 to now
- Harrigan Insurance & Financial ServicesApr 1994 to now
- Niagara International Capital LimitedMay 2015 to May 2017
Exams passed
- Series 66 · Uniform Combined State Law1996
State registrations
Registered as an investment adviser representative in 1 state (CT).
Wharton Midmarket Investment Advisors Inc
Legal name: Wharton Midmarket Investment Advisors Inc.
$231.1MAssets managed
47Clients
2Advisers
7 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 1991560
- Firm CRD
- 301186