Michael Scott Dum
Investment adviser representative at USA Financial Securities LLC
24 yearsExperience
4 statesRegistered in
$296.5MFirm assets
19 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat feeCommissions
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
Experience
24 years in the industry.
- Rhino AdvisorsSep 2023 to now
- USA Financial Securities CorporationApr 2002 to now
- Rhino InvestmentsApr 2002 to Sep 2023
Exams passed
- Series 63 · Uniform Securities Agent State Law1990
- Series 66 · Uniform Combined State Law2002
State registrations
Registered as an investment adviser representative in 4 states (CT, LA, MD, MS).
USA Financial Securities LLC
$296.5MAssets managed
1,246Clients
127Advisers
19 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 1990931
- Firm CRD
- 103857