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John Stephen Pronovost

Investment adviser representative at International Assets Investment Management, LLC
30 yearsExperience
1 stateRegistered in
$2.6BFirm assets
19 yearsFirm in business

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How the firm charges

Fee types in the public filing. This advisor may not use all of them.

Percentage of assetsHourlyFixed or flat fee

Services the firm offers

These describe the firm as a whole, not only this advisor.

  • Financial planning
  • Portfolio management
  • Pension consulting

Experience

30 years in the industry.

  1. International Assets Investment Management, LLCSep 2025 to now
  2. Ion Investments, Inc.Mar 2023 to Sep 2025
  3. Osaic Institutions, Inc.Feb 2021 to Sep 2025
  4. Cambridge Investment Research Advisors, IncFeb 2008 to Feb 2021
  5. Cambridge Investment Research, IncFeb 2008 to Feb 2021
  6. Main Street Financial Group, LLCMar 1996 to Mar 2023

Exams passed

  • Series 63 · Uniform Securities Agent State Law1994
  • Series 65 · Uniform Investment Adviser Law1997

State registrations

Registered as an investment adviser representative in 1 state (RI).

International Assets Investment Management, LLC

$2.6BAssets managed
5,961Clients
100Advisers
19 yearsIn business

Official records

SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.

Individual CRD
1990612
Firm CRD
144426
Advisor's SEC record (opens in a new tab)
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