Daniel Mark Shapiro
Investment adviser representative at New Vernon Wealth Management LLC
37 yearsExperience
2 statesRegistered in
$781MFirm assets
13 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assets
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Portfolio management
Experience
37 years in the industry.
- New Vernon Wealth Management LLCJan 2013 to now
- Sf Investments, Inc.Jul 1989 to now
Exams passed
- Series 63 · Uniform Securities Agent State Law1994
- Series 65 · Uniform Investment Adviser Law2006
State registrations
Registered as an investment adviser representative in 2 states (IL, TX).
New Vernon Wealth Management LLC
$781MAssets managed
187Clients
1Advisers
13 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 1989147
- Firm CRD
- 164775