Cindy Lou Ellis
Investment adviser representative at Raymond James & Associates, Inc.
17 yearsExperience
1 stateRegistered in
$501BFirm assets
51 yearsFirm in business
Are you Cindy Lou Ellis? Claim your profile
Contact this firm
How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat feeCommissions
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
- Seminars and workshops
Experience
17 years in the industry.
- Raymond James & Associates, Inc.Feb 2023 to now
- LPL Financial LLCSep 2022 to Feb 2023
- Commerce Brokerage Services, IncJun 2009 to Sep 2022
Exams passed
- Series 63 · Uniform Securities Agent State Law1995
- Series 65 · Uniform Investment Adviser Law2003
State registrations
Registered as an investment adviser representative in 1 state (MO).
Raymond James & Associates, Inc.
$501BAssets managed
531,617Clients
5,571Advisers
51 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 1987181
- Firm CRD
- 705