Douglas Rose
Investment adviser representative at J.P. Morgan Securities LLC
15 yearsExperience
2 statesRegistered in
CFP® certificationDesignation
$429.7BFirm assets
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsOther
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
Experience
15 years in the industry.
- J.P. Morgan Securities LLCJan 2023 to now
- JPMorgan Chase Bank, N.A.Jan 2023 to now
- LPL Financial LLCMay 2022 to Jan 2023
- Cuna Mutual GroupOct 2020 to Jan 2023
- Cuna Brokerage Services, Inc.Oct 2020 to May 2022
- Wells Fargo Advisors LLCOct 2011 to Sep 2020
- Wells Fargo Bank N.A.Oct 2011 to Sep 2020
- Wells Fargo Clearing Services, LLCOct 2011 to Sep 2020
Designations
- CFP® certification
Exams passed
- Series 63 · Uniform Securities Agent State Law1989
- Series 65 · Uniform Investment Adviser Law1998
State registrations
Registered as an investment adviser representative in 2 states (OH, TX).
J.P. Morgan Securities LLC
$429.7BAssets managed
1,246,646Clients
14,320Advisers
61 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 1985209
- Firm CRD
- 79