Richard Patrick Rogers
Investment adviser representative at Quantitative Process, LLC
5 yearsExperience
1 stateRegistered in
$502.1MFirm assets
12 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Portfolio management
Experience
5 years in the industry.
- Quantitative Process, L.L.C.Jan 2013 to now
- Kovack Securities Inc.Oct 2014 to Jul 2018
Exams passed
- Series 63 · Uniform Securities Agent State Law1997
- Series 65 · Uniform Investment Adviser Law2002
State registrations
Registered as an investment adviser representative in 1 state (NC).
Quantitative Process, LLC
$502.1MAssets managed
205Clients
3Advisers
12 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 1983378
- Firm CRD
- 165699