Neil Francis Harnen
Investment adviser representative at Cetera Investment Advisers LLC
12 yearsExperience
1 stateRegistered in
CFP® certificationDesignation
$256.8BFirm assets
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
- Seminars and workshops
Experience
12 years in the industry.
- Cetera Investment Advisers LLCDec 2025 to now
- Cetera Investment Services LLCDec 2025 to now
- TrustbankDec 2025 to now
- LPL Financial LLCJul 2023 to Dec 2025
- B. Riley Wealth ManagementJul 2022 to Jul 2023
- B. Riley Wealth AdvisorsFeb 2019 to Jul 2023
- National Securities CorpFeb 2019 to Jul 2022
- Cambridge Investment Research Advisors, Inc.Jul 2014 to Feb 2019
- Cambridge Investment Research, IncJul 2014 to Feb 2019
Designations
- CFP® certification
Exams passed
- Series 66 · Uniform Combined State Law2006
State registrations
Registered as an investment adviser representative in 1 state (IL).
Cetera Investment Advisers LLC
$256.8BAssets managed
813,961Clients
10,109Advisers
42 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 1982353
- Firm CRD
- 105644