Ruth Faye Fialko
Investment adviser representative at Morgan Stanley
16 yearsExperience
1 stateRegistered in
CFADesignation
$2TFirm assets
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsFixed or flat feeCommissionsPerformance-basedOther
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
- Seminars and workshops
Experience
16 years in the industry.
- Morgan StanleyJan 2020 to now
- Morgan Stanley Private Bank, N.AJan 2020 to now
- Morgan Stanley Smith Barney LLCJan 2020 to now
- Cfa InstituteJun 2015 to Nov 2019
- JPMorgan Chase Bank, N.A.Oct 2010 to Jan 2020
- J.P Morgan Securities Inc.Feb 2010 to Jan 2020
Designations
- CFA
Exams passed
- Series 63 · Uniform Securities Agent State Law1989
State registrations
Registered as an investment adviser representative in 1 state (FL).
Morgan Stanley
Legal name: Morgan Stanley Smith Barney LLC
$2TAssets managed
2,703,720Clients
23,165Advisers
17 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 1979108
- Firm CRD
- 149777