David Brook Fields
Investment adviser representative at United Planners' Financial Services of America A Limited Partner
20 yearsExperience
4 statesRegistered in
$12.8BFirm assets
26 yearsFirm in business
Are you David Brook Fields? Claim your profile
Contact this firm
How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat feeCommissions
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
Experience
20 years in the industry.
- United Planners' Financial Services of America A Limited PartnerFeb 2020 to now
- United Planners Financial ServicesFeb 2020 to now
- David Brook FieldsMay 2006 to now
- Various Insurance Carriers for W&r Insurance AgenciesOct 2017 to Feb 2020
- Waddell & Reed, IncOct 2017 to Feb 2020
- Citigroup Global Markets IncSep 2014 to Oct 2017
Exams passed
- Series 63 · Uniform Securities Agent State Law1989
- Series 65 · Uniform Investment Adviser Law2018
State registrations
Registered as an investment adviser representative in 4 states (CA, LA, NH, TX).
United Planners' Financial Services of America A Limited Partner
$12.8BAssets managed
30,369Clients
357Advisers
26 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 1953457
- Firm CRD
- 20804