Troy A Randall
Investment adviser representative at RBC Capital Markets, LLC
22 yearsExperience
3 statesRegistered in
CFP® certification, ChFC®Designations
$310.4BFirm assets
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
- Seminars and workshops
Experience
22 years in the industry.
- RBC Capital Markets, LLCFeb 2023 to now
- Morgan StanleyJun 2021 to Feb 2023
- Securities America Advisors, Inc.Jul 2020 to Jun 2021
- Securities America, Inc.Jul 2020 to Jun 2021
- Investacorp Advisory ServicesMar 2017 to Jul 2020
- Investacorp, Inc.Mar 2017 to Jul 2020
- HighlandFeb 2017 to Jun 2021
- Principal Fin GroupFeb 2004 to Jan 2017
Designations
- CFP® certification
- ChFC®
Exams passed
- Series 63 · Uniform Securities Agent State Law1989
- Series 65 · Uniform Investment Adviser Law1999
- Series 66 · Uniform Combined State Law2002
State registrations
Registered as an investment adviser representative in 3 states (IA, MN, TX).
RBC Capital Markets, LLC
$310.4BAssets managed
283,910Clients
3,838Advisers
49 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 1947568
- Firm CRD
- 31194