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Michael Rader

Investment adviser representative at HSBC Securities (USA) Inc.
10 yearsExperience
10 statesRegistered in
$3.8BFirm assets
21 yearsFirm in business

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How the firm charges

Fee types in the public filing. This advisor may not use all of them.

Percentage of assetsFixed or flat feePerformance-based

Services the firm offers

These describe the firm as a whole, not only this advisor.

  • Portfolio management

Experience

10 years in the industry.

  1. HSBC Securities (USA) Inc.Mar 2026 to now
  2. HSBC Bank USA, N.A.Mar 2026 to now
  3. UnemployedJan 2025 to Mar 2026
  4. LPL Financial LLCJul 2023 to Jan 2025
  5. Bancwest Investment Services, Inc.Oct 2022 to Jul 2023
  6. Bank of the WestOct 2022 to Jul 2023
  7. Pruco Securities, LLC.Dec 2020 to Oct 2022
  8. Prudential Insurance Company of AmericaDec 2020 to Oct 2022
  9. Wells Fargo Clearing Services, LLCNov 2016 to Dec 2020
  10. Wells Fargo Advisors, LLCFeb 2016 to Nov 2016

Exams passed

  • Series 63 · Uniform Securities Agent State Law1989
  • Series 66 · Uniform Combined State Law2011

State registrations

Registered as an investment adviser representative in 10 states (AL, AR, AZ, CA, FL, NC, NV, NY, TX, WA).

HSBC Securities (USA) Inc.

$3.8BAssets managed
12,108Clients
373Advisers
21 yearsIn business

Official records

SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.

Individual CRD
1946865
Firm CRD
19585
Advisor's SEC record (opens in a new tab)
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