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John Francis Mauldin

Investment adviser representative at Hightower Advisors, LLC
37 yearsExperience
1 stateRegistered in
$198.6BFirm assets
18 yearsFirm in business

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How the firm charges

Fee types in the public filing. This advisor may not use all of them.

Percentage of assetsHourlyFixed or flat feeOther

Services the firm offers

These describe the firm as a whole, not only this advisor.

  • Financial planning
  • Portfolio management
  • Pension consulting

Experience

37 years in the industry.

  1. Hightower Advisors, LLCDec 2023 to now
  2. Me Research, LLC Fka Mauldin Economics LLCJul 2022 to now
  3. Business Marketing Group, Inc.May 1989 to now
  4. Amera Securities LLCMar 2021 to Oct 2022
  5. Cmg Capital Management Group Inc.Jun 2018 to Dec 2023
  6. Mauldin Economics, LLCFeb 2012 to Jul 2022
  7. Mauldin Management, Inc.May 2004 to Oct 2022
  8. Mauldin Securities, LLCAug 2002 to Oct 2022
  9. Mauldin Solutions, LLCSep 1999 to Jun 2018

Exams passed

  • Series 63 · Uniform Securities Agent State Law1989
  • Series 65 · Uniform Investment Adviser Law2016

State registrations

Registered as an investment adviser representative in 1 state (CA).

Hightower Advisors, LLC

$198.6BAssets managed
64,035Clients
1,036Advisers
18 yearsIn business

Official records

SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.

Individual CRD
1945566
Firm CRD
145323
Advisor's SEC record (opens in a new tab)
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