Joseph J Dolan
Investment adviser representative at MML Investors Services, LLC
14 yearsExperience
1 stateRegistered in
$115.6BFirm assets
33 yearsFirm in business
Are you Joseph J Dolan? Claim your profile
Contact this firm
How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat feeOther
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
- Seminars and workshops
Experience
14 years in the industry.
- MML Investors Services, LLCDec 2024 to now
- Massmutual Life Insurance CompanyOct 2024 to now
- Stifel Nicholaus & Co. Inc.May 2019 to Nov 2024
- UnemployedJun 2017 to May 2019
- Kasina, LLCMar 2012 to Jun 2017
Exams passed
- Series 65 · Uniform Investment Adviser Law1993
- Series 63 · Uniform Securities Agent State Law2019
- Series 66 · Uniform Combined State Law2020
State registrations
Registered as an investment adviser representative in 1 state (NY).
MML Investors Services, LLC
$115.6BAssets managed
454,836Clients
5,087Advisers
33 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 1941698
- Firm CRD
- 10409