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David Andrew Roggenkamp

Investment adviser representative at Commonwealth Financial Network
10 yearsExperience
2 statesRegistered in
$212.7BFirm assets
34 yearsFirm in business

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How the firm charges

Fee types in the public filing. This advisor may not use all of them.

Percentage of assetsHourlyFixed or flat feeCommissions

Services the firm offers

These describe the firm as a whole, not only this advisor.

  • Financial planning
  • Portfolio management
  • Pension consulting
  • Seminars and workshops

Experience

10 years in the industry.

  1. Commonwealth Financial NetworkMay 2017 to now
  2. Signator Investors, Inc.May 2016 to May 2017

Exams passed

  • Series 63 · Uniform Securities Agent State Law1989

State registrations

Registered as an investment adviser representative in 2 states (CA, TX).

Commonwealth Financial Network

Legal name: Commonwealth Equity Services, LLC

$212.7BAssets managed
360,488Clients
2,700Advisers
34 yearsIn business

Official records

SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.

Individual CRD
1934091
Firm CRD
8032
Advisor's SEC record (opens in a new tab)
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