Lisa Fleischer Somlo
Investment adviser representative at Merrill Lynch, Pierce, Fenner & Smith Incorporated
11 yearsExperience
2 statesRegistered in
$1.8TFirm assets
47 yearsFirm in business
Are you Lisa Fleischer Somlo? Claim your profile
Contact this firm
How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsFixed or flat feeCommissions
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Portfolio management
- Pension consulting
- Seminars and workshops
Experience
11 years in the industry.
- Bank of America, N.A.Aug 2026 to now
- Merrill Lynch, Pierce, Fenner & Smith IncorporatedMay 2026 to now
- Wells Fargo Bank, NAAug 2023 to May 2026
- Wells Fargo Clearing Services, LLCAug 2023 to May 2026
- J.P. Morgan Securities, LLCJul 2018 to Aug 2023
- JPMorgan Chase Bank, N.A.Jul 2018 to Aug 2023
- UnemployedJun 2018 to Jun 2018
- Biolife4dJan 2018 to May 2018
- UnemployedDec 2017 to Dec 2017
- Gould Financial GroupSep 2017 to Nov 2017
- UnemployedMay 2017 to Aug 2017
- Neubauer FinancialNov 2015 to Apr 2017
- Northwestern Mutual Investment Services LLCNov 2015 to Apr 2017
Exams passed
- Series 65 · Uniform Investment Adviser Law2014
- Series 63 · Uniform Securities Agent State Law2016
State registrations
Registered as an investment adviser representative in 2 states (IL, TX).
Merrill Lynch, Pierce, Fenner & Smith Incorporated
$1.8TAssets managed
1,838,984Clients
25,558Advisers
47 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 1932536
- Firm CRD
- 7691