Joseph C Klein
Investment adviser representative at Edward Jones
9 yearsExperience
1 stateRegistered in
$1TFirm assets
62 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsFixed or flat feeOther
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
Experience
9 years in the industry.
- Edward JonesOct 2025 to now
- Trb Wealth ManagementMay 2025 to Aug 2025
- Valic Financial Advisors IncMar 2025 to May 2025
- LPL Financial LLCApr 2024 to Jan 2025
- Charles SchwabOct 2021 to Feb 2024
- Innovative Premier Financial ServicesDec 2020 to Sep 2021
- Mass Mutual Life Insurance CompanySep 2019 to Feb 2021
- MML Investors Services, LLCSep 2019 to Dec 2020
- Comerica Securities, Inc.May 2017 to Sep 2019
- Usca Securities LLCJan 2016 to May 2017
Exams passed
- Series 63 · Uniform Securities Agent State Law1989
- Series 65 · Uniform Investment Adviser Law2012
State registrations
Registered as an investment adviser representative in 1 state (TX).
Edward Jones
Legal name: Edward D. Jones & Co., L.P.
$1TAssets managed
4,069,320Clients
24,099Advisers
62 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 1931010
- Firm CRD
- 250