Nicholas S Capezzuto
Investment adviser representative at Steward Partners Investment Advisory, LLC
8 yearsExperience
2 statesRegistered in
$36.7BFirm assets
10 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
Experience
8 years in the industry.
- Steward Partners Investment Advisory, LLCNov 2024 to now
- Steward Partners Global Advisory, LLCNov 2024 to now
- Steward Partners Investment Solutions, LLCNov 2024 to now
- Ameriprise Financial Services, LLCMar 2024 to Nov 2024
- Burklow & Rotella, LLCMar 2024 to Nov 2024
- Stonex Financial Inc.Jul 2018 to Feb 2024
- Stonex Group Inc.Jul 2018 to Feb 2024
- UnemployedMay 2018 to Jul 2018
- Multi-bank Securities, Inc.Oct 2017 to Apr 2018
- UnemployedJul 2017 to Sep 2017
- Oppenheimer & Co. Inc.Oct 2016 to Jun 2017
Exams passed
- Series 63 · Uniform Securities Agent State Law1991
- Series 65 · Uniform Investment Adviser Law2024
State registrations
Registered as an investment adviser representative in 2 states (NJ, TX).
Steward Partners Investment Advisory, LLC
$36.7BAssets managed
42,763Clients
480Advisers
10 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 1930857
- Firm CRD
- 283004