Daniel James Prentice
Investment adviser representative at LPL Financial LLC
36 yearsExperience
1 stateRegistered in
ChFC®Designation
$819.1BFirm assets
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Seminars and workshops
Experience
36 years in the industry.
- LPL Financial LLCJul 2023 to now
- Columbia BenefitAug 1987 to now
- Capital AnalystsFeb 2023 to Jun 2023
- Lincoln InvestmentFeb 2023 to Jun 2023
- The Leaders Group IncDec 2022 to Feb 2023
- Vanderbilt Advisory ServicesOct 2020 to Dec 2022
- Vanderbilt Securities, LLCOct 2020 to Dec 2022
- Kms Financial Services, IncFeb 2008 to Oct 2020
- Columbia Benefit Consulting, IncOct 2002 to Oct 2020
Designations
- ChFC®
Exams passed
- Series 63 · Uniform Securities Agent State Law1989
- Series 65 · Uniform Investment Adviser Law2005
State registrations
Registered as an investment adviser representative in 1 state (OR).
LPL Financial LLC
$819.1BAssets managed
1,986,990Clients
22,674Advisers
51 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 1927809
- Firm CRD
- 6413