Richard Lucian Giffin
Investment adviser representative at Amuni Financial, Inc.
33 yearsExperience
1 stateRegistered in
$194.6MFirm assets
5 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assets
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Portfolio management
- Seminars and workshops
Experience
33 years in the industry.
- Amuni Financial, Inc.Jan 2025 to now
- American Municipal Securities, Inc.Jan 1993 to now
Exams passed
- Series 63 · Uniform Securities Agent State Law1989
- Series 65 · Uniform Investment Adviser Law2021
State registrations
Registered as an investment adviser representative in 1 state (AR).
Amuni Financial, Inc.
$194.6MAssets managed
283Clients
11Advisers
5 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 1926905
- Firm CRD
- 8365