Guy S Lamb
Investment adviser representative at LPL Financial LLC
10 yearsExperience
1 stateRegistered in
$819.1BFirm assets
51 yearsFirm in business
Are you Guy S Lamb? Claim your profile
Contact this firm
How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Seminars and workshops
Experience
10 years in the industry.
- LPL Financial LLCJun 2026 to now
- BMO Bank NAApr 2026 to now
- UnemployedNov 2025 to Apr 2026
- Mariner Wealth AdvisorsJan 2024 to Oct 2025
- UnemployedDec 2023 to Jan 2024
- Fifth Third Wealth Advisors LLCNov 2022 to Dec 2023
- Wells Fargo Clearing Services, LLCNov 2016 to Oct 2022
- Wells Fargo AdvisorsOct 2016 to Nov 2016
- Wells Fargo BankFeb 2016 to Nov 2022
Exams passed
- Series 65 · Uniform Investment Adviser Law1994
- Series 66 · Uniform Combined State Law2017
- Series 63 · Uniform Securities Agent State Law2026
State registrations
Registered as an investment adviser representative in 1 state (CA).
LPL Financial LLC
$819.1BAssets managed
1,986,990Clients
22,674Advisers
51 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 1926500
- Firm CRD
- 6413