Roy C Lines
How is this counted?
Counted from the earlier of the person's first job or first state securities exam on their SEC record (currently the Series 63, 65 or 66). The SIE, futures exams and earlier firm registrations are not counted. The count runs to the end of their latest job, or this year if a job is still open. It includes every employer listed, even outside investment work, and any gaps between jobs. The SEC record lists jobs held in about the last 10 years, so jobs that ended before then are not counted. Years are counted by calendar year, so the figure can run up to a year high. This is not a measure of skill or quality.
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Services the firm offers
These describe the firm as a whole, not only this advisor.
Experience
37 years since the first job or state securities exam on the SEC record. Counts all jobs listed.
- Umb Financial Services, Inc.Mar 2026 to now
- Umb BankMar 2026 to now
- LPL Financial LLCOct 2024 to Mar 2026
- Cbi Bank and TrustSep 2024 to Mar 2026
- Nikulski FinancialFeb 2024 to Aug 2024
- Planmember Securities CorporationNov 2020 to Feb 2024
- The Advisory GroupSep 2020 to Feb 2024
- Na - UnemployedJan 2020 to Aug 2020
- Isolved HCMJun 2019 to Jan 2020
- Honkamp Krueger Financial Services, Inc.Feb 2015 to Jan 2020
- Honkamp Krueger Payroll Services, Inc.Feb 2015 to Jun 2019
Designations
- CFP® certification
Exams passed
- Series 63 · Uniform Securities Agent State Law1989
- Series 66 · Uniform Combined State Law2020
State registrations
Registered as an investment adviser representative in 15 states (AL, AZ, CA, FL, IA, IL, IN, KS, MN, NC, NM, NV, NY, TX, WI).
Umb Financial Services, Inc.
Official records
Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- 1906516
- 17073