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Tipton Wayne Huffman

Investment adviser representative at Cetera Investment Advisers LLC
33 yearsExperience
2 statesRegistered in
ChFC®Designation
$256.8BFirm assets

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How the firm charges

Fee types in the public filing. This advisor may not use all of them.

Percentage of assetsHourlyFixed or flat fee

Services the firm offers

These describe the firm as a whole, not only this advisor.

  • Financial planning
  • Portfolio management
  • Pension consulting
  • Seminars and workshops

Experience

33 years in the industry.

  1. Cetera Investment Advisers LLCMar 2024 to now
  2. Twh1Mar 2022 to now
  3. Cetera Advisors LLCOct 2016 to now
  4. Twh Annuities & Ins Agency, IncJul 1993 to Mar 2020

Designations

  • ChFC®

Exams passed

  • Series 63 · Uniform Securities Agent State Law1996
  • Series 65 · Uniform Investment Adviser Law1999

State registrations

Registered as an investment adviser representative in 2 states (CA, TX).

Cetera Investment Advisers LLC

$256.8BAssets managed
813,961Clients
10,109Advisers
42 yearsIn business

Official records

SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.

Individual CRD
1864075
Firm CRD
105644
Advisor's SEC record (opens in a new tab)
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