Michael Louis Rogers
Investment adviser representative at Transamerica Retirement Advisors, LLC
10 yearsExperience
2 statesRegistered in
$18.8BFirm assets
33 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Portfolio management
- Pension consulting
- Seminars and workshops
Experience
10 years in the industry.
- Transamerica Retirement Advisors, LLCSep 2020 to now
- Transamerica Investors Securities CorporationSep 2020 to now
- Transamerica Life Insurance CompanySep 2020 to now
- Pruco Securities LLCMar 2019 to Sep 2020
- The Prudential Insurance Company of AmericaMar 2019 to Sep 2020
- M&t SecuritiesSep 2017 to Mar 2019
- Cuna Brokerage Services, Inc.Jan 2016 to Sep 2017
- Cuna Mutual GroupJan 2016 to Sep 2017
Exams passed
- Series 66 · Uniform Combined State Law2007
- Series 63 · Uniform Securities Agent State Law2013
- Series 65 · Uniform Investment Adviser Law2016
State registrations
Registered as an investment adviser representative in 2 states (DE, MD).
Transamerica Retirement Advisors, LLC
$18.8BAssets managed
212,722Clients
303Advisers
33 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 1862725
- Firm CRD
- 107319