Joseph Francis Helmer
Investment adviser representative at Caldwell Sutter Capital, Inc.
18 yearsExperience
1 stateRegistered in
$605.7MFirm assets
20 yearsFirm in business
Are you Joseph Francis Helmer? Claim your profile
Contact this firm
How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assets
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
Experience
18 years in the industry.
- Caldwell Sutter Capital, Inc.Apr 2008 to now
Exams passed
- Series 63 · Uniform Securities Agent State Law2004
- Series 65 · Uniform Investment Adviser Law2009
State registrations
Registered as an investment adviser representative in 1 state (CA).
Caldwell Sutter Capital, Inc.
$605.7MAssets managed
546Clients
8Advisers
20 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 1860949
- Firm CRD
- 10489