James Francis Fanning
Investment adviser representative at Northwestern Mutual Investment Services,LLC
39 yearsExperience
1 stateRegistered in
ChFC®Designation
$0Firm assets
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Fixed or flat feeOther
Experience
39 years in the industry.
- Northwestern Mutual Investment Services, LLCAug 1988 to now
- Nml Equity Services IncJul 1988 to now
- The Northswester Mutual Life Insurance CSep 1987 to now
Designations
- ChFC®
Exams passed
- Series 63 · Uniform Securities Agent State Law1988
State registrations
Registered as an investment adviser representative in 1 state (PA).
Northwestern Mutual Investment Services,LLC
Legal name: Northwestern Mutual Investment Services, LLC
$0Assets managed
1Clients
2,130Advisers
54 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 1858930
- Firm CRD
- 2881