James Thomas Nichols
Investment adviser representative at Cavanal Hill Investment Management, Inc.
38 yearsExperience
48 statesRegistered in
$15.2BFirm assets
25 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assets
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Portfolio management
Experience
38 years in the industry.
- Cavanal Hill Distributors, Inc.Oct 2025 to now
- Cavanal Hill Investment Management, Inc.Oct 2025 to now
- Vision 4 Fund Distributors, LLCJun 2024 to Sep 2025
- UnemployedOct 2022 to Jun 2024
- AIG Capital Services, Inc.Jun 2006 to Oct 2022
- Sunamerica Capital Services, Inc.Jun 1988 to Oct 2022
Exams passed
- Series 63 · Uniform Securities Agent State Law2006
- Series 65 · Uniform Investment Adviser Law2025
State registrations
Registered as an investment adviser representative in 48 states (AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, PA, RI, SC, SD, TX, UT, VA, VT, WA, WI, WV).
Cavanal Hill Investment Management, Inc.
$15.2BAssets managed
3Clients
31Advisers
25 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 1852696
- Firm CRD
- 110774